regions bank chief compliance officer

Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Chief Data and Analytics Officer. About this role. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission.. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. John Turner is president and chief executive officer of Regions Financial Corporation. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. William D. Ritter Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Chief Risk Officer. Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Regions Bank is an Equal Housing Lender and Member FDIC. John M. Turner, Jr. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Executive Vice President Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Ritter is a member of Regions Executive Leadership Team. Prior to assuming his current role in 2011, Ritter served as president for the Central Region, overseeing banking operations in Alabama, Georgia and South Carolina. Senior Executive Vice President Plimpton received a bachelors degree in International Relations from the University of Nevada and holds a Juris Doctor from Georgetown University. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Regions Investment Solutions, 250 Riverchase Parkway East, Hoover, AL 35244. 2023 Regions Bank. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Senior Executive Vice President During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). He leads the company's Executive Leadership Team. Chief Risk Officer . His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Prior to joining GE, Plimpton was the managing partner of a law firm and provided legal counsel to a variety of corporate clients in the manufacturing, agricultural, and tourism industries. Mehlman received her bachelors degree from Cornell University. Regions provides links to other websites merely and strictly for your convenience. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. Deron Smithy serves as Regions Treasurer. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Boots Gale, III is general counsel and corporate secretary for Regions. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Senior Executive Vice President Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting, accounting, and mergers and acquisitions. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. During this period, he served in line management positions in manufacturing, distribution and sales. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Owen, who has held that position since 2018, will officially retire on March 15, 2021, the $145 billion-asset Regions said Tuesday. He is responsible for 1,500+ facilities and workplace strategy. Chief compliance officers (CCOs) are responsible for designing, implementing and monitoring the processes by which the company will comply with all applicable laws and regulations. President and Chief Executive Officer of Regions Financial Corporation. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Logan M. Pichel He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. She is also a member of the Rotary Club of Greater Birmingham. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer Chief Governance Officer and Assistant Corporate Secretary. Design a human-centric compliance culture. It demonstrates results via staff skills development and target achievements, while empowering business leaders to mitigate risk throughout their organizations. Senior Executive Vice President Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Beth Ardoin Chief Communications Officer . 2023 Regions Bank. Gartner Terms of Use CCOs must monitor and respond to changes in compliance risks. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021), Smith began his banking career at Regions as a management trainee in 1981. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Senior Executive Vice President Bank compliance officers evaluate policies/procedures and ensure they . Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Godin earned a Masters in Business Administration from the University of Western Ontario and is also a graduate of the International School of Banking. The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Gartner helps compliance officers transition confidently andsucceed faster. Monitor third and fourth-party compliance activities, keeping in mind the realities of the organizations newly extended enterprise. Andrew Nix will join Regions as chief governance officer on March 17. Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. Head of Corporate Real Estate and Procurement. Head of Strategic Planning & Corporate Development. May 27, 2022, 1:30 p.m. EDT 3 Min Read. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. In addition, Nolan oversees competitive and strategic analysis. Mehlman received her bachelors degree from Cornell University. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Measure your employees perceptions of culture, observations of misconduct and reporting rates to identify where misconduct occurs. Throughout his career, Massey has been involved in a variety of not-for-profit boards, including serving as president of the Virginia Commonwealth University Alumni Association. Prior to assuming his current role, he was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Core Product Marketing. Advisory Services are offered through Cetera Investment Advisers LLC. She manages the companys corporate governance framework and is responsible for engagement with institutional investors and proxy advisory firms on corporate governance policies and practices, including ESG. Senior Executive Vice President Dana W. Nolan Monday through Friday. He serves on the boards of directors for the Birmingham Business Alliance, Innovation Depot, and the United Way of Central Alabama, and the advisory board for the UAB Collat School of Business. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. In this role he co-led the strategic definition and global vision of omnichannel experience for the BBVA Group. Senior Executive Vice President Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Senior Executive Vice President Responsibilities include providing perspective on existing and emerging risks, advancing portfolio-shaping strategies, developing and overseeing credit policies, maintaining an active concentration limit framework and supporting a strong capital and liquidity platform. This press release features multimedia. Throughout his career, Abrahams has been active in serving and supporting nonprofit organizations dedicated to improving the quality of life in various communities. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. By clicking the "Submit" button, you are agreeing to the The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. All rights reserved. Commercial Banking includes clients with revenues between $1MM and $250MM. and Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Paul, Seattle, and Portland. Regions Bank Apr 2020 - Present2 years 11 months Birmingham, Alabama, United States Chief Legal Officer and Corporate Secretary for Regions Financial Corporation (NYSE:RF) and is a member. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. John Turner is president and chief executive officer of Regions Financial Corporation. December 09, 2020, 1:13 p.m. EST 1 Min Read. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Plimpton joined Regions in 2020, following an 18-year career at General Electric. Chief Financial Officer. Pichel earned a bachelors degree in both finance and education from Ohio Northern University, and a MBA from the University of Michigan. He then served as head of Enterprise Services and Consumer Banking before being named Chief Operating Officer in 2018. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Previously, Turner served as head of the Corporate Bank, a role he took on in 2014. RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. BIRMINGHAM, Ala.--(BUSINESS WIRE)--Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. He joined Assurant as senior vice president of Information Technology. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Head of Investor Relations. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. Birmingham's largest bank has added a new leader to its ranks. Tara A. Plimpton serves as Chief Legal Officer and Corporate Secretary for Regions Financial Corporation and is a member of the companys Executive Leadership Team. Prior to joining Regions, Lusco was managing partner in KPMG's offices in Birmingham, Alabama and Memphis, Tennessee. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Chief Digital Officer. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Scott M. Peters Senior Executive Vice President She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. President, Regions Foundation. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currencys Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. Manav Misra is the Chief Data and Analytics Officer for Regions Bank. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. All Rights Reserved. Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Questions about becoming a Gartner client? He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. Treasurer. Smith is a member of the companys Executive Leadership Team. Senior Executive Vice President Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. In 2006, he led the HR integration during the Regions/AmSouth merger. Internet Explorer presents a security risk. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Head of Consumer Banking Group. He was also head of Commercial Middle Market and Treasury Management Sales. 8 a.m. 7 p.m. He also graduated with honors from Stonier Graduate School of Banking at the University of Delaware. Gale is a former president of both the Alabama State Bar and the Birmingham Bar Association. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. She also serves as vice president and program chair. Senior Executive Vice President Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Privacy Policy. He received a masters degree in business administration from Emory University, Atlanta, Georgia. During this time she designed and implemented the Debt Products Organization, bringing together underwriting, portfolio management, quality assurance and loan fulfilment activities for C&I and Real Estate portfolios. Keenan has more than 25 years of human resources experience and has been in his current role since 2010. Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. 2023Gartner, Inc. and/or its affiliates. Meet Andrew Nix. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). September 13 Law and regulation Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. John Turner is president and chief executive officer of Regions Financial Corporation. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program.

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regions bank chief compliance officer